Broker Check
Client Login

Our Broker-Dealer

Who is Kovack Securities, Inc.?


At AJH Wealth Management, our team of advisors are supported by Kovack Securities, Inc. (KSI), a Privately Owned Independent Broker-Dealer. KSI, and their sister company, Kovack Advisors, Inc. (KAI), serve as a partners to our advisors, helping us better serve our clients.

Through our partnership with KSI and KAI, we have access to a wide range of operational and custodian services, industry-leading technology and trade clearing services, and market research.

KSI aims to reduce the complexity of running our firm so we can focus less on the many business details and more on our clients and helping them with their needs. For more information about KSI, please visit kovacksecurities.com.

The rankings and recognition presented in this award are based on data collected through Investment News' annual survey of independent broker-dealers. The survey was conducted between February 7 and April 19, 2024, and gathered comprehensive financial information for the 2023 calendar year provided by the recipient voluntarily. No compensation was provided by the award recipient to Investment News or any of its affiliates in connection with receiving this award. A licensing/copyrighting fee was paid in order to publish the award information on our website.

  • Click here for additional disclosures and methodology

    Additional Disclosures and Methodology

    Awards and recognitions by unaffiliated rating services, companies, and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Kovack Securities, its affiliates, or representatives are engaged, or continue to be engaged, to provide investment services. Kovack Securities makes no representation that the rating is representative of any one client's experience. Neither Kovack Securities, its affiliates, nor its representatives paid a fee to participate in the survey. Investment performance was not evaluated for the award.

    Methodology

    Data Collection: Participating firms voluntarily provided detailed financial data covering various aspects of their operations, including:

    • Revenue
    • Fees
    • Assets
    • Staffing across different categories

    Evaluation Criteria: The top-performing firms were determined based on their rankings across several key metrics, including but not limited to:

    • Total revenue
    • Fee-based revenue
    • Account assets
    • Average payout per producing representative

    Time Period: All financial data and metrics used in the evaluation process pertain to the 2023 calendar year.

    Participation: The survey was open to independent broker-dealers who chose to participate and provide the required information.

    Compensation and Licensing

    No compensation was paid to Investment News or its affiliates by the award recipient in connection with receiving this award. A licensing and copyrighting fee was paid in order to publish the award information on our website. Please note that while this methodology aims to provide an objective assessment of broker-dealer performance, rankings may not be indicative of future performance.

Why Kovack Securities, Inc.?

Our advisors have aligned with Kovack Securities, Inc. (KSI) because we share a common belief: that independence is key when it comes to managing clients’ assets. At AJH Wealth Management, our sole focus is on serving our clients and acting in their best interests. With the support of KSI, we have the freedom to provide objective investment advice and objective recommendations. We do not have any quotas to meet, and we are not tied to proprietary products. We only create strategies that we believe appropriately align with a client’s individual needs.